Review our 2011 letter to the Department of Labor’s Request for Information Regarding Electronic Disclosure by Employee Benefit Plans
Commentary on the 2014 TDF Fund Names and Marketing proposal that reflects the extensive experience of both firms in analyzing target date funds, the professionals who create, manage and use them and most importantly, the investors who rely on target date funds to produce retirement income.
Commentary on the 2010 Investment Advice proposal expressing concerns, requesting clarification and highlighting unaddressed questions.
A letter to the SEC recommending components to be included in SEC initiative to conduct third party audits of investment advisers.
A recap and extension of testimony delivered by Louis S. Harvey to the Employee Benefits Security Administration.
Transcript of an Employee Benefits Security Administration hearing on investment advice and class.