Best Interest Investment Recommendations
In the era when the contractual obligation is to act in the client’s best interest, investment decisions can no longer be based on the judgement of the individual advisor or a policy of the advisor's firm. Read More.
Best Interest Contract Solution
Regulatory changes require Broker/Dealers to adopt radically different business practices to retain current compensation and to be in compliance. Read More.
Creating a Successful Best Interest Contract (BICE) Practice
This brief describes the implications of BICE for financial advisor and institutions. It covers the effects on business models, small accounts, business development, marketing communications, risk management and compliance. Read More.
Registered Fiduciary™ Certification
Prepares candidates to comply with the regulatory requirements of acting as a fiduciary. Learn more
The Fiduciary’s Existential Role
For a fiduciary to be of value to the society, community, industry and beneficiaries of fiduciary responsibility, the fiduciary must exist. Read more